Risk, Operations, Compliance & Supervision Peer Group
When: Tuesday, March 3 | 10:45 AM – 12:15 PM
Location: Florida Salon I-III, Tampa Marriott
Description: This session invites practitioners in risk, operations, compliance, and supervision to share real world challenges and surface practical approaches. Through facilitated peer conversations, participants will compare real world challenges, stay current on regulatory developments and interpretations, and exchange best practices.
IMpact & Vision Workshop
When: Tuesday, March 3 | 10:45 AM – 12:15 PM
Location: Ybor Salon V, JW Marriott
Description: This hands-on discussion, hosted by the IMPACT & VISION Committee, brings colleagues together to explore how workplace norms, expectations, and experiences shape our cultures – and to co create practical approaches firms can put into action. Attendees will choose topics that matter most to them and leave with ideas built by the peers in the room.
Sales Manager Peer Group (Open to FI attendees only)
When: Tuesday, March 3 | 10:45 AM – 12:15 PM
Location: See mobile app for location details.
Description: Sales managers will join facilitated discussions focused on shared challenges, effective practices, and practical solutions that support stronger leadership and development. Choose the topic that matters most to you and engage with peers to generate usable ideas.
Program Manager Peer Groups (Open to FI attendees only)
When: Tuesday, March 3 | 10:45 AM – 12:15 PM
Locations: See mobile app for location details.
Description: For leaders managing bank and credit union investment or wealth programs, these topic aligned peer groups offer a forum to trade insights, surface common obstacles, and explore what’s working in programs like their own. Each group is structured to ensure discussions are grounded in comparable models, resources, and scale. Segmented Peer Groups include:
- Credit Unions
- Financial Institution Broker-Dealers
- TPM Client Programs with Over 50 Advisors
- TPM Client Programs with Under 50 Advisors